IMPORTANT INFORMATION

This Risk Profiling Questionnaire is designed to assist Altive Limited to understand your investment objectives, risk appetite and risk tolerance, as to identify the investment choices that would be suitable for you.

You may seek independent advice in completing this Risk Profiling Questionnaire. Upon confirmation of your risk profile, your corresponding risk appetite will be recorded and may be used in generating investment recommendation and assessing the suitability of products recommended. The Company should not be held responsible for any claims and/or liabilities against us arising from material omissions, errors or false statements made in this Risk Profiling Questionnaire which you provide to us.

If we solicit the sale of or recommend any financial product to you, the financial product must be reasonably suitable for you having regard to your financial situation, investment experience and investment objectives. No other provision of this Risk Profiling Questionnaire or any other document we may ask you to sign and no statement we may ask you to make derogates from this clause. Reference is made to Paragraph 5.2 of the Securities and Futures Commission (“SFC”) Code of Conduct. Note: “Financial product” means any securities, futures contracts or leveraged foreign exchange contracts as defined under the Securities and Futures Ordinance.

Unless otherwise stated, for the purpose of this Risk Profiling Questionnaire, the following terms have the meanings as described below:

Investment refers to investment products the value of which can fluctuate, include, for example, stocks, unit trusts, foreign currencies, commodities, structured investment products, warrants, options, futures, investment-linked insurance plans.
Risk Appetite refers to the overall approach to the portfolio and may include products of a higher or lower risk grade than you or the relevant Corporate Professional Investor(“CPI”) would like to hold.

The value of any investment may move up or down and may become valueless. Past performance figures are not indicative of future performance. Relevant products offering document should be read for further details.

Personal information collected in this Risk Profiling Questionnaire will be kept confidential. The information may be used under a duty of confidentially, for designing and/ or promoting of financial products or service.